Significant 401k Article

By Tyler Finlinson
April 20, 2012

Many of you may already be aware of the case referenced in this article.  This definitely validates our model.  I would be pretty nervous right now if I was a plan fiduciary and didn’t know exactly what the revenue share was on my plan with 408b2 coming.  $35 million dollars is a big price to pay for not monitoring, benchmarking, or reclaiming revenue share.  This is a case our clients & prospects should be aware of.  I’m sure this will be the first of many.

Independently Certified

Soltis Investment Advisors

Soltis Advisors is proud to be among the first investment advisors globally to successfully complete the independent certification process of CEFEX, Centre for Fiduciary Excellence. CEFEX certification independently analyzes the trustworthiness and best practice processes of investment fiduciaries.

More Information

National Recognition

See our ranking in Barron's List of America's Best Financial Advisors.

Soltis Investment Advisors
Soltis Investment Advisors

Financial Times Top 300 Registered Investment Advisors

Our Brochure

Click the image below to view our latest brochure.

Soltis Investment Advisors