Soltis Investment Advisors Fiduciary Training Meeting January 26, 2017


10:00 – 10:25 am
Welcome & Introduction
Fiduciary Review– ERISA Compliance Procedures
Kim D. Anderson, AIF®, Partner, VP Retirement Plan Services
Soltis Investment Advisors

10:25 – 11:10 am
Washington/DOL Fiduciary – Investment Advice Rule Update
Wayne Isaacs, CFP, CPA, Senior Legal Counsel, Fidelity Investments
Eric Funk, Vice President, Fidelity Investments Retirement Director

11:10 – 11:50 am
Capital Markets & Global Economic Landscape
Hal G. Anderson, CEO/CIO
William Wallace, CFA, Co-CIO
Steve Harrop, CFA, Soltis Advisory Board Member
Soltis Investment Advisors

11:50 – 12:20 pm
Fixed Income - JP Morgan Strategic Income Opportunities
Daniel Goldberg, CFA, Client Portfolio Manager
JP Morgan Asset Management 

12:20 – 1:00 pm

1:00 – 1:25 pm
Annual ERISA & Fiduciary Audit Checklist  
Tyler Finlinson, CIMA, - Partner – Director Business Development
Soltis Investment Advisors  

1:25 – 1:55 pm
IRS Audits and Best Practices for Compliance
Lori H. Reay, CPA, CPC, QPA, QKA, Partner
HCS Retirement Plan Services

1:55 – 2:00 pm
Closing Comments


Independently Certified

Soltis Investment Advisors

Soltis Advisors is proud to be among the first investment advisors globally to successfully complete the independent certification process of CEFEX, Centre for Fiduciary Excellence. CEFEX certification independently analyzes the trustworthiness and best practice processes of investment fiduciaries.

More Information

National Recognition

See our ranking in Barron's List of America's Best Financial Advisors.

Soltis Investment Advisors
Soltis Investment Advisors

Financial Times Top 300 Registered Investment Advisors

Our Brochure

Click the image below to view our latest brochure.

Soltis Investment Advisors