Soltis Investment Advisors

Fiduciary Training Meeting

November 2, 2017

Agenda

10:00 – 10:15 am         
Welcome & Introduction                                 
Fiduciary Responsibility– ERISA Compliance Procedures
Kim D. Anderson, AIF®, Managing Partner, Retirement Plan Services
Soltis Investment Advisors
                             
10:15 – 10:45 am        
Kenneth Forsythe, CRPC, QDA, AVP, Product Strategy
Empower Retirement
 
10:45 – 11:00 am        
Fiduciary Documentation – Evault File
TJ Adams, Senior Advisor
Soltis Investment Advisors
 
11:00 – 11:20 am        
Kim D. Anderson, AIF®, Managing Partner, Retirement Plan Services
                                  
11:20 – 12:20 pm        
Blake Stromsberg, Senior Relationship Manager – Newport Group
Eric Funk - - Vice President, Retirement Director – Fidelity Investments
Jason R. Gilbert – Vice President – Prudential Financial
Chris Mautz – Risk Manager, Chief Financial Officer – Alliance Benefit Group
Moderator:  Tyler Finlinson, CIMA, Managing Partner, Business Development  
Soltis Investment Advisors
 
12:20 – 12:45 pm        
Break & Lunch
 
12:45 – 1:00 pm          
Bill Wallace, CFA, Chief Investment Officer
Soltis Investment Advisors  
 
1:00 – 1:30 pm            
David M. Lebovitz, Vice President & Global Market Strategist
JP Morgan Asset Management   
 
1:30 – 2:00 pm            
Mark Siddoway, Head of Client Relations
Grandeur Peak Funds
 
2:00 pm                      
Close  

 

Independently Certified

Soltis Investment Advisors

Soltis Advisors is proud to be among the first investment advisors globally to successfully complete the independent certification process of CEFEX, Centre for Fiduciary Excellence. CEFEX certification independently analyzes the trustworthiness and best practice processes of investment fiduciaries.

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See our ranking in Barron's List of America's Best Financial Advisors.

Soltis Investment Advisors
Soltis Investment Advisors

Financial Times Top 300 Registered Investment Advisors

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