Let us help you manage your wealth today.

Call Us For Help:
National- (800) 735-1601
St. George, Utah- (435) 674-1600
SLC, Utah- (801) 901-1101

Or Email Us:
wealth@soltisadvisors.com

St. George
20 N Main, Ste 400
St. George, UT 84770

Salt Lake City
222 S Main St Ste 1776
Salt Lake City, UT 84101

 

Investment Policy Development

An Investment Policy Statement (IPS) is valuable in mitigating risk of fiduciary liability by promoting better management processes that are introduced and monitored through the written process. The IPS establishes the charter, objectives, and policies and procedures that will guide the design, implementation, and monitoring a Retirement Plan’s investment program. It also assigns responsibilities and accountability to those involved in the making and implementation of the policies. Most important, the IPS instills a useful discipline into the investment process by requiring the fiduciary to formally articulate objectives and strategies for both the overall Retirement Plan and the participants whose interests are held paramount by the fiduciaries.

Soltis leads the process for creating and implementing an Investment Policy Statement (IPS) for Plan Fiduciaries. The process identified in the IPS is documented in a Fiduciary Binder and used to ensure that the investments are congruent with the plan’s overall charter; each investment offering being monitored according to a written prudent process.

Independently Certified

Soltis Investment Advisors

Soltis Advisors is proud to be among the first investment advisors globally to successfully complete the independent certification process of CEFEX, Centre for Fiduciary Excellence. CEFEX certification independently analyzes the trustworthiness and best practice processes of investment fiduciaries.

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National Recognition

See our ranking in Barron's List of America's Best Financial Advisors.

Soltis Investment Advisors
Soltis Investment Advisors

Financial Times Top 300 Registered Investment Advisors

Our Brochure

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Soltis Investment Advisors