Soltis Investment Advisors Fiduciary Training Meeting January 26, 2017

Agenda

10:00 – 10:25 am
Welcome & Introduction
Fiduciary Review– ERISA Compliance Procedures
Kim D. Anderson, AIF®, Partner, VP Retirement Plan Services
Soltis Investment Advisors

10:25 – 11:10 am
Washington/DOL Fiduciary – Investment Advice Rule Update
Wayne Isaacs, CFP, CPA, Senior Legal Counsel, Fidelity Investments
Eric Funk, Vice President, Fidelity Investments Retirement Director

11:10 – 11:50 am
Capital Markets & Global Economic Landscape
Hal G. Anderson, CEO/CIO
William Wallace, CFA, Co-CIO
Steve Harrop, CFA, Soltis Advisory Board Member
Soltis Investment Advisors

11:50 – 12:20 pm
Fixed Income - JP Morgan Strategic Income Opportunities
Daniel Goldberg, CFA, Client Portfolio Manager
JP Morgan Asset Management 

12:20 – 1:00 pm
Lunch

1:00 – 1:25 pm
Annual ERISA & Fiduciary Audit Checklist  
Tyler Finlinson, CIMA, - Partner – Director Business Development
Soltis Investment Advisors  

1:25 – 1:55 pm
IRS Audits and Best Practices for Compliance
Lori H. Reay, CPA, CPC, QPA, QKA, Partner
HCS Retirement Plan Services

1:55 – 2:00 pm
Closing Comments

 

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Soltis Advisors is proud to be among the first investment advisors globally to successfully complete the independent certification process of CEFEX, Centre for Fiduciary Excellence. CEFEX certification independently analyzes the trustworthiness and best practice processes of investment fiduciaries.

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